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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-09-01
TX RA APPROVED_RES 2016-07-14
IL RA APPROVED 2002-05-03
  • DE RA
    APPROVED
    Since 2022-09-01
  • TX RA
    APPROVED_RES
    Since 2016-07-14
  • IL RA
    APPROVED
    Since 2002-05-03

Branch Locations

510 Park Crest Drive, Freeport, IL 61032 • United States

3963 N. Perryville Rd, Rockford, IL 61114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Freeport IL 01/2002 Present
Greenstate Credit Union Freeport IL 08/2022 Present
  • 01/2002 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Freeport, IL
  • 08/2022 → Present
    Greenstate Credit Union
    Freeport, IL
Other Businesses

1. 10/29/2015 - No Business Name - Investment Related - Second drive way on the west side on Old River rd, North of Roscoe Rd. 61072 - Other- Farm - Hobby Farmer - Started 04/15/2013 - 2 Hours Per Month/0 Hours During Securities Trading - Farming. 2. 12/12/2019 - Advisorsexcel - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 12/16/2019 - 4 Hours Per Month/1 Hour During Securities Trading - Fixed life and fixed annuity business. 3. 07/28/2022 - GreenState Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading. 4. 10/17/2022 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other - Notary - Notary - Start Date - 09/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading - Notary public. 5. 11/14/2022 - GreenState Credit Union - Investment Related - At Reported Business Location(s) - Financial Institution Duty - outside contractor - Start Date - 08/01/2022 - 120 Hours Per Month/40 Hours During Securities Trading 6. 11/14/2022 - Financial Resources Group - Not Investment Related - At Reported Business Location(s) - Other-Limited Purpose Broker Dealer - Employee - Start Date - 08/01/2022 - 10 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-02
S63 Uniform Securities Agent State Law Examination 1996-02-06
  • S65 Uniform Investment Adviser Law Examination
    2002-05-02
  • S63 Uniform Securities Agent State Law Examination
    1996-02-06

View on SEC IAPD

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