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Catherine Veronica Evans

J.P. Morgan Securities LLC

Wheaton, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-09-13
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

120 E Wesley St, Floors 2 & 3, Wheaton, IL 60187 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Wheaton IL 12/2006 Present
Jpmorgan Chase Bank, N.A. Wheaton IL 10/2012 Present
Previous Registrations
  • 2007-01-03 → 2012-10-01
    Chase Investment Services Corp.
    St. Charles, IL
    Chicago, IL
    Wheaton, IL
    St. Charles, IL
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-11
  • S63 Uniform Securities Agent State Law Examination
    1996-04-11
Designations
Other Names
  • Kate Evans
  • Catherine V Evans

View on SEC IAPD

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