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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-08-05
MI RA APPROVED 2010-06-17
  • TX RA
    APPROVED_RES
    Since 2011-08-05
  • MI RA
    APPROVED
    Since 2010-06-17

Branch Locations

101 W Big Beaver Rd Ste 425, Troy, MI 48084 • United States

Waterford, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Troy MI 10/2009 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 Present
Previous Registrations
  • 2007-09-26 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Bloomfield Hills, MI
    Troy, MI
    Bloomfield Hills, MI
Other Businesses

Real Estate Ownership; Single Family; 392 West Iroquois RoadPontiac, MI 48341, ,; ; 05/01/2012 / Single Family; 909 Santa Rosa Blvd. Unit 111Ft Walton Beach, FL 32548-5936, ,; Not Investment-Related; 07/01/2018.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-25
S65 Uniform Investment Adviser Law Examination 2001-05-09
S63 Uniform Securities Agent State Law Examination 1996-01-30
  • S66 Uniform Combined State Law Examination
    2007-09-25
  • S65 Uniform Investment Adviser Law Examination
    2001-05-09
  • S63 Uniform Securities Agent State Law Examination
    1996-01-30

View on SEC IAPD

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