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Current Employers
Garden State Investment Advisory Services, Llc

328 Newman Springs Road, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2007-02-28
  • NJ RA
    APPROVED
    Since 2007-02-28

Branch Locations

328 Newman Springs Road, Red Bank, NJ 07701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Garden State Securities Belmar NJ 02/2004 Present
Garden State Investment Advisory Services Llc Tinton Falls NJ 02/2007 Present
Other Businesses

1) THE OPUS GROUP LLC. CO-FOUNDER, SINCE JUNE 2004, DBA ONLY, OPERATES FROM FIRM REGISTERED BRANCH LOCATION. 2)LIFE AND HEALTH SALES, SINCE 2002, 10 HRS/WK. 3) HOBOKENITALIAN FESTIVAL, NJ. NOT INVESTMENT RELATED, NON-PROFIT ORGANIZATION, OFFICER, 5 HRS/WK, NO COMPENSATION. 4) HOWELL TOWNSHIP SOUTHERN LITTLE LEAGUE BOARD OF DIRECTORS, NJ. NOT INVESTMENT RELATED, NON-PROFIT ORGANIZATION, OFFICER, 2 HRS/WK, NO COMPENSATION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-20
  • S63 Uniform Securities Agent State Law Examination
    1996-02-20
Designations
Other Names
  • Greg Gallo

View on SEC IAPD

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