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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-06-24
TX RA APPROVED 2011-06-17
  • FL RA
    APPROVED
    Since 2011-06-24
  • TX RA
    APPROVED
    Since 2011-06-17

Branch Locations

9231 Cortez Blvd, Weeki Wachee, FL 34613 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Weeki Wachee FL 06/2011 Present
Bank Of America, N.A. Weeki Wachee FL 05/2012 Present
Previous Registrations
  • 1998-01-26 → 2011-06-22
    Truist Investment Services, Inc.
    Spring Hill, FL
    Brooksville, FL
    Naples, FL
    New Port Richey, FL
    Brooksville, FL
    Bayonet Point, FL
    Hudson, FL
    Brooksville, FL
    Spring Hill, FL
    Spring Hill, FL
    New Port Richey, FL
    New Port Richey, FL
    New Port Richey, FL
    Weeki Wachee, FL
    Hudson, FL
    Brooksville, FL
    Brooksville, FL
    Spring Hill, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-01
S63 Uniform Securities Agent State Law Examination 1996-03-15
  • S65 Uniform Investment Adviser Law Examination
    1996-04-01
  • S63 Uniform Securities Agent State Law Examination
    1996-03-15
Designations
Other Names
  • Russell M (Jr) Brander

View on SEC IAPD

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