Patrick Hastings Griggs

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 09/2024
  Next Financial Group Inc
  Houston, TX
• 09/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2013 → Present
  Investment Planning Solutions
  Grand Junction, CO

Previous Registrations

• 2013-06-26 → 2024-09-19
  Next Financial Group, Inc.
  Colorado Springs, CO
  Grand Junction, CO
  Victorville, CA
• 2002-02-13 → 2013-06-27
  Valic Financial Advisors, Inc.
  Lakewood, CO
  Fort Collins, CO
  Fort Collins, CO

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/1996 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: PATRICK GRIGGS (PROPERTY OWNER) INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: PROPERTY MANAGEMENT START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MAINENANCE, MANAGEMENT AND RENTING OF RESIDENTIAL REAL ESTATE PROPERTIES. 3. NAME OF OTHER BUSINESS: INVESTMENT PLANNING SOLUTIONS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2013 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: ALL FACETS OF CLIENT ENGAGEMENT

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-08
• S63 Uniform Securities Agent State Law Examination
  1996-10-14

Designations

• Chartered Financial Consultant