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2 East Army Post Rd Suite 2, Des Moines, IA 50315-5821 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-07-31 |
| FL | RA | APP_PEND_IARCE | 2026-04-15 |
| CA | RA | APP_PEND_IARCE | 2026-01-22 |
| MO | RA | APPROVED | 2022-11-09 |
| TX | RA | APPROVED_RES | 2022-11-09 |
| IA | RA | APPROVED | 2021-12-17 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Urbandale | IA | 03/2015 | 08/2020 |
| Des Moines Investments, Llc | Urbandale | IA | 08/2020 | 11/2021 |
| Kimberley Tax Preparation | Urbandale | IA | 01/2005 | Present |
| Des Moines Wealth Management Llc | Urbandale | IA | 11/2021 | Present |
1) MATTHEW S KIMBERLEY POSITION: insurance agent NATURE: sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/2015 ADDRESS: 2961 100th Street, Suite #3, Urbandale IA 50322 DESCRIPTION: Sales of traditional insurance. 2) KIMBERLEY TAX PREPARATION POSITION: tax preparer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/2015 ADDRESS: 2961 100th Street, Suite #3, Urbandale IA 50322 DESCRIPTION: tax preparation services 3) SEAN KIMBERLEY POSITION: Softball Coach NATURE: Youth Softball. Coaching and individual instruction. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 3904 124th Street, Urbandale IA 50323, United States DESCRIPTION: I give private lessons to youth softball players, including pitching and hitting instruction.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-19 |
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