Robert Richard Kloss

Current Employers

Employment History

• 12/2007 → Present
  Lpl Financial, Llc
  Mclean, VA

Previous Registrations

• 2004-01-14 → 2007-12-21
  Park Avenue Securities Llc
  Chevy Chase, MD
  Bethesda, MD
• 2003-02-26 → 2003-12-17
  The Advisors Group, Inc.
  Bethesda, MD

Other Businesses

(1) 11/02/2007: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 10% OF TIME SPENT - SELL INS TYPES: LFIE, LONG-TERM CARE, DISABILITY, FIXED ANNUITIES (2) 07/29/2008: NO BUSINESS NAME - REFERRAL - 10% OF TIME SPENT - ENDORSED LOCAL PROVIDER FOR THE DAVE RAMSEY RADIO SHOW IN VA , MD AND DC (3) 05/04/2011: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - 2% OF TIME SPENT - SELL INS TYPES: DISABILITY, LONG-TERM CARE (4) 11/05/2014: NO BUSINESS NAME - INV REL - HOME BASED - RACE HORSE OWNER - STAR T09/27/2014 - 10 HR/MO NONE DURING SECS TRDG HRS - PARTNER: OWN STANDARD BRED RACE HORSES (5) 05/18/2015: DISTRICT FINANCIAL ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 05/18/2015 - 80 HR/MO 2 DURING SECS TRDG HRS

Exams

• S66 Uniform Combined State Law Examination
  2003-02-24
• S65 Uniform Investment Adviser Law Examination
  1996-03-22
• S63 Uniform Securities Agent State Law Examination
  1996-03-18

Other Names

• Kloss