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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-01-15 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
New Florence, MO • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-06-18 |
| TX | RA | APPROVED_RES | 2016-09-07 |
| NC | RA | APPROVED | 2008-01-03 |
| VA | RA | APPROVED | 2008-01-03 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
New Florence, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | St Louis | MO | 05/2009 | Present |
GUARDIANSHIP/CONSERVATORSHIP FOR MOTHER; INV. RELATED; SAINT LOUIS, MO; START 6/5/2019; DUTIES OVERSEE MY MOTHER'S PERSONAL AND FINANCIAL AFFAIRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-30 |
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