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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-05-06 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Lisle | IL | 02/1997 | Present |
| First Trust Advisors L.P. | Lisle | IL | 02/1997 | Present |
OTHER BUSINESS NAME: LOCAL PRESENCE MARKETING AGENCY. LOCATION: 1142 WHEATON OAKS DR. NATURE OF BUSINESS: ASSISTING LOCAL BUSINESSES WITH THEIR ONLINE MARKETING. POSITION OR TITLE: CONSULTANT. RESPONSIBILITIES: CONSULTING WITH LOCAL BUSINESSES ABOUT WAYS TO IMPROVE THEIR ONLINE MARKETING. INVESTMENT-RELATED: NO. HOURS PER MONTH(TOTAL/DURING MARKET HOURS): 20-30 TOTAL/0 DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-25 |
| S65 | Uniform Investment Adviser Law Examination | 1995-12-21 |
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