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James Edward Sypher

Mml Investors Services, LLC

Seattle, WA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-12
WA RA APPROVED 2004-05-06
  • TX RA
    APPROVED_RES
    Since 2018-12-12
  • WA RA
    APPROVED
    Since 2004-05-06

Branch Locations

920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Seattle WA 05/2004 Present
Mml Investors Services, Lcc Seattle WA 05/2004 Present
  • 05/2004 → Present
    Massmutual Life Insurance Co
    Seattle, WA
  • 05/2004 → Present
    Mml Investors Services, Lcc
    Seattle, WA
Previous Registrations
  • 1998-12-21 → 2004-03-12
    Securian Financial Services, Inc.
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-30
S63 Uniform Securities Agent State Law Examination 1996-01-22
  • S65 Uniform Investment Adviser Law Examination
    1998-11-30
  • S63 Uniform Securities Agent State Law Examination
    1996-01-22
Other Names
  • Jim Sypher

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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