Best Investors
Account
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Best Investors
Account
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350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-10-24 |
| VT | RA | APPROVED | 2024-12-05 |
| CT | RA | APPROVED | 2024-10-28 |
| ME | RA | APPROVED | 2024-10-28 |
| NY | RA | APPROVED | 2022-04-01 |
| MI | RA | APPROVED | 2021-06-08 |
| WA | RA | APPROVED | 2021-06-04 |
| CA | RA | APPROVED | 2021-03-25 |
| NC | RA | APPROVED | 2020-12-03 |
| PA | RA | APPROVED | 2020-10-26 |
| AZ | RA | APPROVED | 2019-03-19 |
| SC | RA | APPROVED | 2017-03-21 |
| CO | RA | APPROVED | 2015-07-14 |
| IL | RA | APPROVED | 2015-01-21 |
| FL | RA | APPROVED | 2014-12-10 |
| MA | RA | APPROVED | 2014-11-19 |
| NH | RA | APPROVED | 2014-11-10 |
Branch Locations
7 Grove Street Suite 301, Topsfield, MA 01983 • United States
350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Topsfield | MA | 01/2002 | 10/2024 |
| Novem Group, Inc. | Topsfield | MA | 11/2014 | Present |
| Osaic Wealth, Inc. | Topsfield | MA | 10/2024 | 12/2024 |
1) NOVEM GROUP, RIA, INVESTMENT-RELATED, INVESTMENT ADVISER REPRESENTATIVE, START DATE 11/2014, 130 HOURS PER MONTH, 130 HOURS PER MONTH DURING MARKET HOURS 2) TOPSFIELD FINANCIAL GROUP, OWNER, NON INVESTMENT-RELATED, LICENSED INSURANCE AGENT, SALE OF OCCASIONAL INSURANCE, START DATE 2008, 1-5 HOURS PER MONTH, 1-5 HOURS PER MONTH DURING MARKET HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-31 |
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