Sean Patrick Roche

Current Employers

Employment History

• 08/2015 → 03/2018
  Santander Bank Na
  Toms River, NJ
• 04/2018 → 12/2024
  Raymond James Financial Services, Inc
  Edison, NJ
• 04/2018 → 12/2024
  Raymond James Financial Services Advisor, Inc
  Edison, NJ
• 04/2018 → 12/2024
  Fulton Bank
  Edison, NJ
• 11/2018 → 11/2019
  Fulton Financial Advisors
  Edison, NJ
• 11/2019 → 12/2024
  Fulton Financial Advisors
  Somerville, NJ
• 12/2024 → Present
  Lpl Financial Llc
  Eatontown, NJ

Previous Registrations

• 2018-04-02 → 2024-12-11
  Raymond James Financial Services Advisors, Inc
  Somerville, NJ
• 2015-09-11 → 2018-04-02
  Santander Securities Llc
  Toms River, NJ
  Toms River, NJ
  Toms River, NJ
  Toms River, NJ
  Manchester, NJ
  Villanova, PA
  Cherry Hill, NJ
  Brick, NJ
  Manchester, NJ
  Pine Beach, NJ
  Brick, NJ
• 2011-08-26 → 2015-09-03
  Wells Fargo Clearing Services, Llc
  Oakhurst, NJ
  Milltown, NJ
  Ocean, NJ
  Oakhurst, NJ
• 2009-05-08 → 2011-08-29
  Pnc Wealth Management Llc
  Eatontown, NJ
  Colts Neck, NJ
  Fair Haven, NJ
  Red Bank, NJ
  Ewing, NJ
  Ewing, NJ
  Trenton, NJ
  Cream Ridge, NJ
  Point Pleasant, NJ
  Toms River, NJ
  Lavallette, NJ
  Toms River, NJ
  Brick, NJ
  Toms River, NJ
• 2007-04-27 → 2009-05-04
  Banc Of America Investment Services, Inc.
  Old Bridge, NJ
  Eatontown, NJ
  East Brunswick, NJ

Other Businesses

1) 12/10/2024 - Insurance Sales - Investment Related - Non-Variable Insurance - At Business address - Start Date: 11/29/2024 - 8Hrs/Mnth 2Hrs during Trading (2) 12/10/2024 - Loyalty Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Business address - Start Date: 10/23/2024 - 160Hrs/Mnth 8 hrs During Trading (3) 12/10/2024 - BCM Holdings LLC. - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Home Based - Start Date:11/29/2024 - 160Hrs/Mnth 8 hrs During Trading (4) 12/10/2024 - Gladstone Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At business location - Start Date:10/23/2024 - 160Hr/Mth 8 Hrs during Trading (5)- 01/15/2025- Insurance Sales- Non-Variable Insurance- INV Related- At Williamsville, NY- Start date 01/13/2025- 2 Hours Per Month- 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-04-26
• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1996-01-24

Other Names

• Sean Roche