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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-08 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Downers Grove | IL | 08/2016 | 04/2021 |
| Mml Investors Services, Llc | Downers Grove | IL | 03/2017 | 04/2021 |
| Lpl Financial, Llc | Downers Grove | IL | 04/2021 | Present |
| Highpoint Advisor Group, Llc Dba High Point Planning Partners | Downers Grove | IL | 04/2021 | Present |
1. 4/6/2021 - PROFESSIONAL WEALTH ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/ Hours During Securities Trading - Time Spent 100%. 2. 4/6/2021 - PWA - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/05/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 4/6/2021 - HIGHPOINT PLANNING PARTNERS LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/05/2021 - 160 Hours Per Month/8 Hour During Securities Trading - Time Spent 100%. 4. 5/12/2021 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/05/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 4/5/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 02/22/2024 - Equilibrium Wealth Management, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/19/2024 - 0 Hrs/Mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-24 |
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