Thomas Anthony Jefferson

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → Present
  Charles Schwab & Co., Inc
  Phoenix, AZ

Other Businesses

1) Pellini Italian eatery | Investment Related:No|15425 N. Scottsdale Rd. #100|Scottsdale|AZ|85260|USA|Restaurant/Food Services|Part owner|7/23/2013|Less than 20|0|Inquiring about being a part owner. Equity investment. May attend an occasional meeting. , 2) BYO Concepts, LLC | Investment Related:No|15425 N. Scottsdale Rd. #100|Scottsdale|AZ|85260|USA|Restaurant/Food Services|Investor/Part owner|7/23/2013|Less than 20|0|Holding company for Pellini Italian Eatery and for future franchises and ventures.

Exams

• S66 Uniform Combined State Law Examination
  2006-08-21
• S63 Uniform Securities Agent State Law Examination
  1996-07-12