Mark Edward Hoaglin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 01/2021
  Cuso Financial Services, Lp
  San Diego, CA
• 02/2021 → 05/2021
  Robo Advisor, Inc.
  Lake Mary, FL
• 01/2022 → Present
  Dupaco Community Credit Union
  Dubuque, IA
• 01/2022 → Present
  Lpl Financial Llc
  Dubuque, IA
• 05/2021 → 11/2021
  Mark Hoaglin Growth Advisors
  Danville, CA

Previous Registrations

• 2021-03-24 → 2021-05-04
  Robo Advisor, Inc.
  Danville, CA
• 2009-09-25 → 2021-02-05
  Cuso Financial Services, L.P.
  Campbell, CA
  Dublin, CA
  San Francisco, CA
  Oakland, CA
  Oakland, CA
  Fairfield, CA
  Berkeley, CA
  Pleasanton, CA
  Livermore, CA
  Brentwood, CA
  Oakland, CA
  San Diego, CA
  Danville, CA
• 2008-04-03 → 2008-11-07
  Uvest Financial Services Group, Inc.
  San Diego, CA
  Charlotte, NC
• 2004-11-09 → 2008-03-07
  Secu Brokerage Services
  Raleigh, NC
  Carlsbad, CA
• 2003-03-07 → 2004-10-22
  Citicorp Investment Services
  Long Island City, NY

Other Businesses

1)01/07/2022 - FINRA Arbitrator - Inv Rel - Location(s) Vary - Outside/W-2 Employment. 2)01/07/2022 - DUPACO FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s). 3) 08/26/2025 - SAFE Credit Union - Investment Related - Financial Institution Duty - 100Folsom, CA - Start Date:08/27/2025 - 60 Hrs/Mth - 2 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-08
• S63 Uniform Securities Agent State Law Examination
  1996-02-23

Designations

• Certified Financial Planner

Other Names

• Mark E Hoaglin