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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-14 |
| IA | RA | APPROVED | 2022-01-07 |
Branch Locations
3999 Pennsylvania Ave, Dubuque, IA 52002 • United States
Danville, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 09/2009 | 01/2021 |
| Robo Advisor, Inc. | Lake Mary | FL | 02/2021 | 05/2021 |
| Dupaco Community Credit Union | Dubuque | IA | 01/2022 | Present |
| Lpl Financial Llc | Dubuque | IA | 01/2022 | Present |
| Mark Hoaglin Growth Advisors | Danville | CA | 05/2021 | 11/2021 |
1)01/07/2022 - FINRA Arbitrator - Inv Rel - Location(s) Vary - Outside/W-2 Employment. 2)01/07/2022 - DUPACO FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s). 3) 08/26/2025 - SAFE Credit Union - Investment Related - Financial Institution Duty - 100Folsom, CA - Start Date:08/27/2025 - 60 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-23 |
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