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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-10-09
  • CT RA
    APPROVED
    Since 2015-10-09

Branch Locations

29 S Main St, West Hartford, CT 06107 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

1 Gorham Island Rd, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Darien CT 06/2015 Present
Other Businesses

I*429812For profit or not for profit: Name of outside business organization: Prospect Grove Condominium AsociationInvestment related: NAddress of business: Stamford, Connecticut, 06901Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , President of condominium associationI*442298For profit or not for profit: Entity For ProfitName of outside business organization: ECOMM LLCInvestment related: NAddress of business: Westport, Connecticut, 06880Nature of business: Limited Liability CompanyPosition, title, association: General Partner/Managing MemberStart date of relationship: 1/1/2014Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: re-selling merchandise online through Amazon and eBay. Specific merchandise includes clothing, sporting goods, household items, etc.I*1166253For profit or not for profit: Name of outside business organization: CHESTERFIELD II CONDOMINIUM ASSOCIATION, INC.Investment related: NAddress of business: Stamford, Connecticut, 06905Nature of business: ["HOA, Co-op, Freehold"]Position, title, association: ["Board Member"], Start date of relationship: 1/30/2023Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , President of Condominium Association I*: 2132286 Entity Type: Entity For Profit Name of OBA: Shoreline Realty Group LLC Address: Westport, CT 06880 Investment Related: n Position, Title, Association: General Partner/Managing Member Employee Start Date: 12/26/2024 No Hours: 1hr/mo No Hours during trading:0 Duties: Family wealth management vehicle; to fund (approved) private investment Delamar Westport. This LLC will serve only to fund the investment and receive subsequent payouts. There is no management of the private investment nor activity outside of funding the investment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-08
S63 Uniform Securities Agent State Law Examination 2006-06-02
  • S66 Uniform Combined State Law Examination
    2015-10-08
  • S63 Uniform Securities Agent State Law Examination
    2006-06-02
Other Names
  • Zachary Andrew Lyons
  • Zach Lyons
  • Zachary Lyons
  • Zachary A Lyons

View on SEC IAPD

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