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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-10-09 |
Branch Locations
29 S Main St, West Hartford, CT 06107 • United States
115 W Century Rd, Paramus, NJ 07652 • United States
1 Gorham Island Rd, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Darien | CT | 06/2015 | Present |
I*429812For profit or not for profit: Name of outside business organization: Prospect Grove Condominium AsociationInvestment related: NAddress of business: Stamford, Connecticut, 06901Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , President of condominium associationI*442298For profit or not for profit: Entity For ProfitName of outside business organization: ECOMM LLCInvestment related: NAddress of business: Westport, Connecticut, 06880Nature of business: Limited Liability CompanyPosition, title, association: General Partner/Managing MemberStart date of relationship: 1/1/2014Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: re-selling merchandise online through Amazon and eBay. Specific merchandise includes clothing, sporting goods, household items, etc.I*1166253For profit or not for profit: Name of outside business organization: CHESTERFIELD II CONDOMINIUM ASSOCIATION, INC.Investment related: NAddress of business: Stamford, Connecticut, 06905Nature of business: ["HOA, Co-op, Freehold"]Position, title, association: ["Board Member"], Start date of relationship: 1/30/2023Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , President of Condominium Association I*: 2132286 Entity Type: Entity For Profit Name of OBA: Shoreline Realty Group LLC Address: Westport, CT 06880 Investment Related: n Position, Title, Association: General Partner/Managing Member Employee Start Date: 12/26/2024 No Hours: 1hr/mo No Hours during trading:0 Duties: Family wealth management vehicle; to fund (approved) private investment Delamar Westport. This LLC will serve only to fund the investment and receive subsequent payouts. There is no management of the private investment nor activity outside of funding the investment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-02 |
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