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Jonathan Allen Zulauf

LPl Financial LLC

Itasca, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-09
IL RA APPROVED 2005-08-01
  • TX RA
    APPROVED_RES
    Since 2013-08-09
  • IL RA
    APPROVED
    Since 2005-08-01

Branch Locations

333 Pierce Road, Suite 405, Itasca, IL 60143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Itasca IL 02/2005 Present
Other Businesses

1. 12/20/2006: OTHER-NOTARY - NOTARY PUBLIC IN THE STATE OF ILLINOIS. - 1 % TIME SPENT - ITASCA, IL. 2. 4/19/2010: OTHER-SET UP LLC - STRATEGIC INVESTMENT PARTNERS, LLC - PER THE ADVICE OF OUR ATTORNEY, WE SET UP AN L LC(STRATEGIC INVESTMENT PARTNERS) FOR THE SOLE PURPOSE OF PAYING OUR JOINT OFFICE EXPENSES. - TIME SPENT 1% - ITASCA, IL. 3. 5/5/2011: FOR TAX PURPOSES ONLY - ZULAUF FINANCIAL SERVICES - ZULAUF FINANCIAL SERVICES WILL ONLY BE USED FOR BILL PAYING AND TAX REPORTING ITEMS. I AM NOT HOLDING THAT NAME OUT AS MY DBA. LPL FINANCIAL IS MY DBA - TIME SPENT 1% - ITASCA, IL. 4. 6/18/2013: OTHER-TOM IZZO'S BASKETBALL CAMP - TOM IZZO SUMMER BASKETBALL CAMP - COACHING AT TOM IZZO'S SUMMER BASKETBALL CAMP...WORKING WITH KIDS ON THEIR BASKETBALL SKILLS. WORKING THE CAMP AROUND THE 3RD WEEK OF JUNE EVERY SUMMER INCLUDING THIS ONE. - TIME SPENT 1%. 5. 08/17/2015 - TIME FINANCIAL (A CRUMP COMPANY) - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/15/2015 - 1 HR/MO DURING SECS TRDG HRS. 6. 10/3/2018 - United Health Group - Investment Related - Location/Address: n/a - Other-Health Insurance - Servicing Agent - 1 Hour Per Month/1 Hour During Securities Trading - I would act as a servicing agent on my own health insurance plan. 7. 09/09/2024 - Zulauf Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business location(s) - Start Date 08/28/2024 - 160 Hours per Month/ 7 Hours during Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-27
S63 Uniform Securities Agent State Law Examination 1996-01-30
  • S65 Uniform Investment Adviser Law Examination
    2005-07-27
  • S63 Uniform Securities Agent State Law Examination
    1996-01-30
Other Names
  • Zoo Zulauf
  • Zu Zulauf

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