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David John Sullivan

Dimensional Fund Advisors LP

Austin, TX

Charlotte, NC

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Current Employers
Dimensional Fund Advisors Lp

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-24
  • TX RA
    APPROVED
    Since 2013-06-24

Branch Locations

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

1515 South Tryon Street, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Austin TX 05/2013 Present
  • 05/2013 → Present
    Dimensional Fund Advisors
    Austin, TX
Previous Registrations
  • 2012-02-14 → 2012-10-31
    Spc
    Baltimore, MD
  • 2007-05-09 → 2012-02-03
    M&T Securities, Inc.
    Baltimore, MD
    Baltimore, MD
    Buffalo, NY
    Buffalo, NY
    Baltimore, MD
  • 2001-06-15 → 2007-03-26
    T. Rowe Price Advisory Services, Inc.
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-01
S63 Uniform Securities Agent State Law Examination 2000-02-23
  • S66 Uniform Combined State Law Examination
    2000-12-01
  • S63 Uniform Securities Agent State Law Examination
    2000-02-23
Other Names
  • David J Sullivan

View on SEC IAPD

Other Firms

AUSTIN MONEY MANAGEMENT CORPORATION
EVERLONG FINANCIAL
EDWARD JONES
HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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