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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | St Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Advisors Financial Network Llc | St Louis | MO | 10/2009 | 11/2016 |
| H.D. Vest Investment Services | St Louis | MO | 07/2010 | 08/2024 |
| Wells Fargo Clearing Services, Llc | St Louis | MO | 11/2016 | 08/2024 |
| Wells Fargo Clearing Services, Llc | St Louis | MO | 11/2016 | 08/2024 |
| Stifel | St. Louis | MO | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-17 |
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