Michael Jay Gould

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → Present
  Commonwealth Financial Network
  Waltham, CT
• 04/2006 → Present
  Capital Concepts, Llc
  Berlin, CT

Previous Registrations

• 2003-03-04 → 2006-05-05
  Cetera Investment Services Llc
  Berlin, CT
• 2000-09-15 → 2003-03-06
  National Planning Corporation
  Berlin, CT

Other Businesses

FIXED ANNUITY SALES THROUGH BANCNORTH INVESTMENT GROUP INSURANCE AGENCY

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-05
• S63 Uniform Securities Agent State Law Examination
  1997-05-14

Other Names

• Michael J Gould