Allison Becton Barksdale

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2022-03-30
TX	RA	APPROVED	2022-03-29

GA RA
APPROVED

Since 2022-03-30
TX RA
APPROVED

Since 2022-03-29

Branch Locations

One 10Th Street Suite 600, Augusta, GA 30901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Augusta	GA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Augusta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-29
S63	Uniform Securities Agent State Law Examination	2000-12-13

S65 Uniform Investment Adviser Law Examination

2022-03-29
S63 Uniform Securities Agent State Law Examination

2000-12-13

Other Names

Allison Becton Barksdale
Allison Lina Becton

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.

SYNOVUS SECURITIES, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

ANDREWS INVESTMENT MANAGEMENT

RBC CAPITAL MARKETS, LLC

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

LISA ROGERS BOONE

James Philip Helton

DAVID THOMAS CURLEY

Justin Thomas Preissler

James Baker McGee

JAMES FLEMING NORVELL

JOHN WALTER PHELAN

JAMES WERNER LEIBACH

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · AUGUSTA, GA

SYNOVUS SECURITIES, INC. · AUGUSTA, GA

STATE FARM INVESTMENT MANAGEMENT CORP. · Augusta, GA

ANDREWS INVESTMENT MANAGEMENT · AUGUSTA, GA

RBC CAPITAL MARKETS, LLC · Augusta, GA

CHOREO, LLC · AUGUSTA, GA

WYNN CAPITAL · AUGUSTA, GA

WELLS FARGO CLEARING SERVICES, LLC · AUGUSTA, GA

More in Augusta, GA

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