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Michael Lawrence Kelly

LPl Financial LLC

Lancaster, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2024-12-02
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-12-02

Branch Locations

42306 10Th Street West, Suite A, Lancaster, CA 93534 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kelly Financial Palmdale CA 02/1995 Present
Pampered Pooch Palmdale CA 08/2013 Present
Scf Securities, Inc. Fresno CA 02/2016 12/2024
Scf Investment Advisors, Inc. Fresno CA 02/2016 12/2024
Lpl Financial Palmdale CA 12/2024 Present
  • 02/1995 → Present
    Kelly Financial
    Palmdale, CA
  • 08/2013 → Present
    Pampered Pooch
    Palmdale, CA
  • 02/2016 → 12/2024
    Scf Securities, Inc.
    Fresno, CA
  • 02/2016 → 12/2024
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 12/2024 → Present
    Lpl Financial
    Palmdale, CA
Previous Registrations
  • 2016-02-04 → 2024-12-02
    Scf Investment Advisors, Inc.
    Palmdale, CA
    San Diego, CA
    Lancaster, CA
  • 2015-12-22 → 2016-02-09
    Palmdle, CA
    Charlotte, NC
Other Businesses

1- 08/2024 / Kelly Financial Services / Business Entity For Tax/Investment Purposes Only / NON INV RLTD / START 04/25/2005 2- 08/2024 / 50th Street West / Real Estate Rental / INV RLTD / 1 HRS MNTH / START 10/31/2005 3- 08/2024 / Kelly Financial Group / DBA for LPL Business (entity for LPL business) / INV RLTD / 8 HRS MNTH / 2 HRS DURING TRADING / START 01/06/2009 4- 08/2024 / Kelly Financial Group / Non-Variable Insurance / INV RLTD / 8 HRS MNTH / 8 HRS DURING TRADING / START 01/06/2009 5- 08/2024 / PAMPERED POOCH / Business Owner / NON INV RLTD / 2 HRS MNTH / START 12/13/2011 6- 06/30/2025 - Michael Kelly - Real Estate Rental - Investment Related - Rosamond, CA - Start Date 06/31/2025 - 4 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-21
S63 Uniform Securities Agent State Law Examination 1996-02-29
  • S65 Uniform Investment Adviser Law Examination
    2015-12-21
  • S63 Uniform Securities Agent State Law Examination
    1996-02-29

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