Michael Lawrence Kelly

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1995 → Present
  Kelly Financial
  Palmdale, CA
• 08/2013 → Present
  Pampered Pooch
  Palmdale, CA
• 02/2016 → 12/2024
  Scf Securities, Inc.
  Fresno, CA
• 02/2016 → 12/2024
  Scf Investment Advisors, Inc.
  Fresno, CA
• 12/2024 → Present
  Lpl Financial
  Palmdale, CA

Previous Registrations

• 2016-02-04 → 2024-12-02
  Scf Investment Advisors, Inc.
  Palmdale, CA
  San Diego, CA
  Lancaster, CA
• 2015-12-22 → 2016-02-09
  Innovation Partners Llc
  Palmdle, CA
  Charlotte, NC

Other Businesses

1- 08/2024 / Kelly Financial Services / Business Entity For Tax/Investment Purposes Only / NON INV RLTD / START 04/25/2005 2- 08/2024 / 50th Street West / Real Estate Rental / INV RLTD / 1 HRS MNTH / START 10/31/2005 3- 08/2024 / Kelly Financial Group / DBA for LPL Business (entity for LPL business) / INV RLTD / 8 HRS MNTH / 2 HRS DURING TRADING / START 01/06/2009 4- 08/2024 / Kelly Financial Group / Non-Variable Insurance / INV RLTD / 8 HRS MNTH / 8 HRS DURING TRADING / START 01/06/2009 5- 08/2024 / PAMPERED POOCH / Business Owner / NON INV RLTD / 2 HRS MNTH / START 12/13/2011 6- 06/30/2025 - Michael Kelly - Real Estate Rental - Investment Related - Rosamond, CA - Start Date 06/31/2025 - 4 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-21
• S63 Uniform Securities Agent State Law Examination
  1996-02-29