David Stephen Maigret

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Half Moon Bay, CA
• 11/2016 → 07/2023
  Wells Fargo Clearing Services, Llc
  Half Moon Bay, CA
• 07/2023 → Present
  Kestra Private Wealth Services Llc
  Half Moon Bay, CA
• 07/2023 → Present
  Kestra Investment Services Llc
  Half Moon Bay, CA

Previous Registrations

• 2011-01-03 → 2023-07-25
  Wells Fargo Clearing Services, Llc
  Half Moon Bay, CA
  Palo Alto, CA
  Redwood City, CA
• 2002-05-16 → 2011-01-03
  Wells Fargo Investments, Llc
  Palo Alto, CA
  Redwood City, CA
  Palo Alto, CA
  Half Moon Bay, CA

Other Businesses

Bus Name: THRIVING ASSET MANAGEMENT POSITION: CEO NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 128 START DATE: 07/19/2023 ADDRESS: 499 Middlefield Rd, Palo Alto CA 94301, United States DESCRIPTION: Senior Portfolio Manager - Assisting clients with their financial goals. Bus Name: AVAGEAR USA POSITION: Chariman of the Board of Directors / Founder NATURE: Making people safe in the outdoors. Snow Safety Equipment for trekking, snowboarding and skiing. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2024 ADDRESS: 560 6th Ave, Menlo Park CA 94025, United States DESCRIPTION: Advise the Officer(s) on Avalanche Safety - Marketing and product development. Bus Name: DAVID MAIGRET POSITION: Joint Tennant NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2025 ADDRESS: 560 6th, Menlo Park CA 94025, United States DESCRIPTION: Landlord.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-23
• S63 Uniform Securities Agent State Law Examination
  1996-10-04