Matthew Aaron Newman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 06/2024
  Securities America, Inc.
  Amherst, NY
• 09/2007 → 06/2024
  Securities America Advisors, Inc.
  Amherst, NY
• 01/2003 → Present
  L&M Financial Services
  Amherst, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Amherst, NY

Previous Registrations

• 2021-07-12 → 2024-06-14
  Securities America Advisors, Inc.
  Amherst, NY

Other Businesses

**DBA - L&M Wealth Management **L&M GROUP POSITION: Insurance Agent NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 70 START DATE: 11/15/1995 ADDRESS: 3820 Sheridan Drive, Amherst NY 14226, United States DESCRIPTION: Insurance Product Sales

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-06-13

Other Names

• Matt Newman