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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-12-09 |
| TX | RA | APPROVED | 2018-12-07 |
| SD | RA | APPROVED | 2018-02-23 |
Branch Locations
1714 N Lincoln Ave., Pierre, SD 57501 • United States
858 Camp Street, New Orleans, LA 70130 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America Inc | Pierre | SD | 04/2003 | 11/2017 |
| Lpl Financial, Llc | Pierre | SD | 11/2017 | 08/2024 |
| Newedge Advisors, Llc | Pierre | SD | 02/2018 | Present |
1. 11/29/2017 - First National Bank - Investment Related - 125 West Sioux Ave, Pierre, SD - For-Profit Board Member - BOARD MEMBER - Start Date 2011. 2. 11/29/2017 - BDB Property Development - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Co-owner - Start Date 2007 - 0 During Securities Trading. 3. 11/29/2017 - DBM PROPERTIES LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Co-owner - Start Date 11/2003 - 0 During Securities Trading. 4. 11/18/2021 - BubbaMax LLC - Not Investment Related - Sioux Falls - Other-Business Owner - Started 11/01/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Financing and property purchase for a restaurant franchise with son.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-02 |
| S65 | Uniform Investment Adviser Law Examination | 1996-03-02 |
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