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Jonathan Edward Johnson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1997-03-04
CT RA APPROVED 1996-04-10
  • TX RA
    APPROVED_RES
    Since 1997-03-04
  • CT RA
    APPROVED
    Since 1996-04-10

Branch Locations

9 Melrose Dr, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington CT 12/1995 Present
Bank Of America,N.A. Farmington CT 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-21
S63 Uniform Securities Agent State Law Examination 1996-02-23
  • S65 Uniform Investment Adviser Law Examination
    1996-03-21
  • S63 Uniform Securities Agent State Law Examination
    1996-02-23
Other Names
  • Jonathan E Johnson

View on SEC IAPD

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NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
CREATIVE PLANNING · Farmington, CT
NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
MJP WEALTH ADVISORS · FARMINGTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
EDELMAN FINANCIAL ENGINES · FARMINGTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
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