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Daniel M Cooney

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-22
NJ RA APPROVED 2004-04-14
  • TX RA
    APPROVED_RES
    Since 2013-03-22
  • NJ RA
    APPROVED
    Since 2004-04-14

Branch Locations

1700 State Route 23, Wayne, NJ 07470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Wayne NJ 05/2001 Present
Bank Of America, N.A. Wayne NJ 07/2011 Present
  • 05/2001 → Present
    Merrill Lynch
    Wayne, NJ
  • 07/2011 → Present
    Bank Of America, N.A.
    Wayne, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-02
S63 Uniform Securities Agent State Law Examination 1996-02-28
  • S65 Uniform Investment Adviser Law Examination
    1996-05-02
  • S63 Uniform Securities Agent State Law Examination
    1996-02-28

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Wayne, NJ
TD PRIVATE CLIENT WEALTH LLC · Pompton Plains, NJ
CETERA INVESTMENT ADVISERS LLC · WAYNE, NJ
LPL ENTERPRISE, LLC · RIVERDALE, NJ
J.P. MORGAN SECURITIES LLC · Pompton Plains, NJ
EDWARD JONES · POMPTON PLAINS, NJ
HIGHLAND FINANCIAL ADVISORS, LLC · RIVERDALE, NJ
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · RIVERDALE, NJ

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