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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-21 |
Branch Locations
100 Euclid Ave, Birmingham, AL 35213 • United States
4990 Poplar Ave Fl 3 14Th Floor, Memphis, TN 38117 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Investors Dist Co | Birmingham | AL | 04/2015 | 03/2017 |
| Brighthouse Securities, Llc | Charlotte | NC | 03/2017 | 10/2018 |
| Frontier Solutions | Richmond | VA | 11/2018 | 03/2020 |
| Wealthvest | Birmingham | AL | 03/2020 | 11/2020 |
| Dixon Wells | Birmingam | AL | 05/2021 | 02/2023 |
| Unemployed | Birmingham | AL | 11/2020 | 05/2021 |
| Transamerica Capital Inc. | Birmingham | AL | 02/2023 | 07/2024 |
| Unemployed | Birmingham | AL | 07/2024 | 12/2024 |
| First Horizon | Birmingham | AL | 12/2024 | Present |
| Lpl Financial Llc | Birmingham | AL | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/31/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-12 |
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