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Keith Arnold Schlingheyde

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

Hamden, CT

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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-06
CT RA APPROVED 2021-03-10
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • CT RA
    APPROVED
    Since 2021-03-10

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

2321 Whitney Avenue Suite 502, Hamden, CT 06518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Astor Investment Management Llc Chicago IL 05/2015 02/2021
Northern Lights Distributors, Llc Omaha NE 07/2015 02/2021
Benjamin F. Edwards & Co., Inc. Hamden CT 03/2021 Present
  • 05/2015 → 02/2021
    Astor Investment Management Llc
    Chicago, IL
  • 07/2015 → 02/2021
    Northern Lights Distributors, Llc
    Omaha, NE
  • 03/2021 → Present
    Benjamin F. Edwards & Co., Inc.
    Hamden, CT
Previous Registrations
  • 2015-08-10 → 2021-02-17
    Astor Investment Management Llc
    Fairfield, CT
    Chicago, IL
  • 2005-01-01 → 2014-07-29
    Allspring Funds Management, Llc
    Menomonee Falls, WI
  • 2002-08-21 → 2005-01-01
    Strong Capital Management Inc
    Menomonee Falls, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-12
S63 Uniform Securities Agent State Law Examination 1996-03-20
  • S65 Uniform Investment Adviser Law Examination
    2002-08-12
  • S63 Uniform Securities Agent State Law Examination
    1996-03-20
Other Names
  • Keith Arnold Schlingheyde
  • Keith Schlingheyde

View on SEC IAPD

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