Ellen Marie Pierce

Employer firm

Harbor Investment Advisory, LLC CRD 151085

$6.87B regulatory AUM 48 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → 06/2025
  Ubs Financial Services Inc.
  Baltimore, MD
• 07/2025 → Present
  Harbor Investment Advisory, Llc
  Lutherville, MD

Previous Registrations

• 2004-11-12 → 2025-07-23
  Ubs Financial Services Inc.
  Bethesda, MD
  Weehawken, NJ
  Baltimore, MD
  Weehawken, NJ
  Weehawken, NJ
  Baltimore, MD
  Rockville, MD
  Hunt Valley, MD
  Mclean, VA
  Hunt Valley, MD
  Bethesda, MD
  Hunt Valley, MD
  Mclean, VA
  Greensboro, NC
• 1999-03-15 → 2004-11-12
  Morgan Stanley Dw Inc.
  Alpharetta, GA

Other Businesses

Garden Leaves LLC PO Box 557 Hunt Valley MD 21030 Owner/Officer, Flower & Gift Shop 20 hours per month start/purchase settlement date 7/18/25. Archdiocese Of Baltimore Partners in Excellence Scholarship Program 320 Cathedral St. Baltimore MD - Advisory Board to provide scholarships to low income families. 12 meetings and 3 events per year. 11/10/2025.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-19
• S63 Uniform Securities Agent State Law Examination
  1996-02-06

Other Names

• Ellen Marie Wozniak