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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2009-02-10 |
| TX | RA | APPROVED_RES | 2009-02-06 |
Branch Locations
2155 Louisiana Blvd Northeast Suite10000, Albuquerque, NM 87110 • United States
Albuquerque, NM • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Albuquerque | NM | 01/2009 | Present |
1)New Mexico Community Foundation / 135 West Palace Ave, ste 301 Santa Fe,NM 87501 / Foundation/ Charities, Cultural, Educational & Political Organisations / Provides Scholarships and grants for social welfare / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / sit on investment advisory commitee / Start Date 3/14/2017 / several hours a month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-30 |
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