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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-23 |
| MA | RA | APPROVED | 2025-11-21 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfs Fund Distributors, Inc. | Boston | MA | 07/1997 | 06/2025 |
| Retired | Boston | MA | 06/2025 | 10/2025 |
| Kestra Investment Services, Llc | Holyoke | MA | 10/2025 | Present |
| Kestra Advisory Services, Llc | Holyoke | MA | 11/2025 | Present |
NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/06/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: THE WEALTH TRANSITION COLLECTIVE POSITION: Licensed Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 112 SECURITIES TRADING HOURS: 104 START DATE: 10/06/2025 ADDRESS: 1632 Northampton St., Holyoke MA 01040, United States DESCRIPTION: Helping the office investment portfolios mixes for the firm's clients. I will be client-facing to help explain portfolios, changes that are made to them and to answer client investment questions in support of the advisers in the office.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-07 |
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