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John Harman Payne

Sterling Investment Management, LLC

Tucson, AZ

CRD 2694662

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Employer firm

Sterling Investment Management, LLC CRD 112923

$409M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Sterling Investment Management, Llc

6262 North Swan Rd. Suite 210, Tucson, AZ 85718 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2012-02-22
  • AZ RA
    APPROVED
    Since 2012-02-22

Branch Locations

6262 North Swan Rd. Suite 210, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterling Investment Management, Llc Tucson AZ 11/1995 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-14
  • S65 Uniform Investment Adviser Law Examination
    1995-12-14
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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