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Joseph R Mignano

J.P. Morgan Securities LLC

Staten Island, NY

CRD 2694651

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2014-06-11
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

200 New Dorp Lane, Floor 01, Staten Island, NY 10306-3008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase New York NY 12/2007 09/2025
J.P. Morgan Securities Llc New York NY 10/2012 Present
Previous Registrations
  • 2008-01-29 → 2012-10-01
    Chase Investment Services Corp.
    Forked River, NJ
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Matawan, NJ
    New York, NY
    New York, NY
    North Brunswick, NJ
    Old Bridge, NJ
    Red Bank, NJ
    Hamilton Square, NJ
    Manchester, NJ
    Jamesburg, NJ
    West Windsor, NJ
    Short Hills, NJ
    Wall Township, NJ
    Brick, NJ
    Hazlet, NJ
    Hamilton, NJ
    Manasquan, NJ
    Somerset, NJ
    Lawrenceville, NJ
    East Windsor, NJ
    Summit, NJ
    Brick, NJ
    Chatham, NJ
    Deal, NJ
    Deal, NJ
    Spring Lake, NJ
    Mercerville, NJ
    Englishtown, NJ
    East Brunswick, NJ
    Millburn, NJ
    South Brunswick, NJ
    South Plainfield, NJ
    Jackson, NJ
    Westfield, NJ
    Ewing, NJ
    Lakewood, NJ
    Long Branch, NJ
    Howell, NJ
    Tom River, NJ
    Manalapan, NJ
    Princeton, NJ
    Monroe, NJ
    Colts Neck, NJ
    Pennington, NJ
    Neptune, NJ
    Shrewsbury, NJ
    Freehold, NJ
    Toms River, NJ
    New Brunswick, NJ
    Lakewood, NJ
    Franklin Park, NJ
    Middletown, NJ
    Red Bank, NJ
    Bradley Beach, NJ
    Howell, NJ
    New Brunswick, NJ
    Ocean Township, NJ
    Freehold, NJ
    Monroe, NJ
    Madison, NJ
    Florham Park, NJ
    Freehold, NJ
    Flemington, NJ
    Wilmington, DE
    New York, NY
    New York, NY
    New York, NY
    Morristown, NJ
    New York City, NY
    New York, NY
    Edgewater, NJ
    Edgewater, NJ
    Bayonne, NJ
    Belleville, NJ
    Boonton, NJ
    Carlstadt, NJ
    E. Rutherford, NJ
    Englewood, NJ
    Fairlawn, NJ
    Fort Lee, NJ
    Garfield, NJ
    Jersey City, NJ
    Kearny, NJ
    Lake Hiawatha, NJ
    Lodi, NJ
    North Bergen, NJ
    Nutley, NJ
    Palisades Park, NJ
    Passaic, NJ
    Ridgefield, NJ
    Lyndhurst, NJ
    Montclair, NJ
    West Caldwell, NJ
    West New York, NJ
    Carlstadt, NJ
    Ridgefield, NJ
    Jersey City, NJ
    Elmwood Park, NJ
    Fairview, NJ
    Hackensack, NJ
    Hackensack, NJ
    Secaucus, NJ
    Hoboken, NJ
    Weehawken, NJ
    Teaneck, NJ
    Lodi, NJ
    Hoboken, NJ
    Kearney, NJ
    Teaneck, NJ
    Secaucus, NJ
    Jersey City, NJ
    Montclair, NJ
    Elmwood Park, NJ
    Rutherford, NJ
    Union City, NJ
    Upper Montclair, NJ
    Verona, NJ
    Rutherford, NJ
    Bayonne, NJ
    Boonton, NJ
    Fairlawn, NJ
    Englewood, NJ
    Hackensack, NJ
    Jersey City, NJ
    North Arlington, NJ
    Wallington, NJ
    Jersey City, NJ
    N. Arlington, NJ
    North Bergen, NJ
    Lyndhurst, NJ
    Saddle Brook, NJ
    Orange, NJ
    Verona, NJ
    Wallington, NJ
    Cedar Grove, NJ
    Deal, NJ
    Deal, NJ
    Flemington, NJ
    Franklin Park, NJ
    Somerset, NJ
    Matawan, NJ
    Freehold, NJ
    Ewing, NJ
    Mercerville, NJ
    Hamilton, NJ
    Bradley Beach, NJ
    Colts Neck, NJ
    Manahawkin, NJ
    Hazlet, NJ
    Englishtown, NJ
    Princeton, NJ
    South Plainfield, NJ
    Monroe, NJ
    Manasquan, NJ
    Ocean Township, NJ
    Brick, NJ
    East Brunswick, NJ
    Freehold, NJ
    Hamilton Square, NJ
    Brick, NJ
    Neptune, NJ
    Wall Township, NJ
    New Brunswick, NJ
    New Brunswick, NJ
    Spring Lake, NJ
    Wilmington, DE
    Pennington, NJ
    Lakewood, NJ
    Lawrenceville, NJ
    Manchester, NJ
    North Brunswick, NJ
    East Windsor, NJ
    Jackson, NJ
    Middletown, NJ
    Monroe, NJ
    South Brunswick, NJ
    West Windsor, NJ
    Howell, NJ
    Jamesburg, NJ
    Long Branch, NJ
    Howell, NJ
    Red Bank, NJ
    Old Bridge, NJ
    Red Bank, NJ
    Shrewsbury, NJ
    Toms River, NJ
    Tom River, NJ
    Manalapan, NJ
    Lakewood, NJ
    Freehold, NJ
    East Brunswick, NJ
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2007-05-29 → 2008-01-10
    Ridgewood, NY
  • 2004-09-13 → 2007-05-29
    Citicorp Investment Services
    Ridgewood, NY
    Howard Beach, NY
    Howard Beach, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-01
S63 Uniform Securities Agent State Law Examination 1996-05-17
  • S65 Uniform Investment Adviser Law Examination
    2004-11-01
  • S63 Uniform Securities Agent State Law Examination
    1996-05-17
Other Names
  • Joseph Ramon Mignano
  • Joseph Ramon Mignano

View on SEC IAPD

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