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Phillip Scott Vigil

Osage Pacific Advisors, Inc.

Laguna Hills, CA

CRD 2693782

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Employer firm

Osage Pacific Advisors, Inc. CRD 284257

$3.21M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Osage Pacific Advisors, Inc.

23272 Mill Creek Dr. Suite 200, Laguna Hills, CA 92653 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-18
  • CA RA
    APPROVED
    Since 2024-11-18

Branch Locations

23272 Mill Creek Dr. Suite 200, Laguna Hills, CA 92653 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Specialty Income Advisors, Llc Irvine CA 10/2014 Present
Osage Pacific Advisors, Inc. Laguna Hills CA 05/2016 Present
Previous Registrations
Other Businesses

(1) SPECIALTY INCOME ADVISORS, LLC, IRVINE, CA; START DATE: OCT. 2014; POSITION: MANAGING MEMBER; DUTIES: MONEY MANAGER FOR HEDGE FUND.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-02-26
  • S63 Uniform Securities Agent State Law Examination
    1999-02-26
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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