Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-03-06 |
| NM | RA | APPROVED | 2018-02-13 |
| TX | RA | APPROVED_RES | 2018-02-11 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Cinc. | Bellevue | WA | 01/2007 | 01/2017 |
| Lpl Financial, Llc | Scottsdale | AZ | 02/2017 | 01/2018 |
| Stratos Wealth Partners, Ltd | Scottsdale | AZ | 02/2017 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 01/2018 | Present |
| Bank Of America, N.A. | Chandler | AZ | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-31 |
Reach out to this advisor