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Charles M Tessler

Wells Fargo Clearing Services, LLC

Yardley, PA

Philadelphia, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-22
NJ RA APPROVED 2019-02-01
PA RA APPROVED 2006-05-12
  • TX RA
    APPROVED_RES
    Since 2023-09-22
  • NJ RA
    APPROVED
    Since 2019-02-01
  • PA RA
    APPROVED
    Since 2006-05-12

Branch Locations

679 Heacock Rd, Yardley, PA 19067 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Yardley PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Yardley PA 11/2016 Present
Previous Registrations
  • 2004-01-01 → 2006-05-30
    Pnc Wealth Management Llc
    Willow Grove, PA
    North Wales, PA
  • 2003-05-22 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Willow Grove, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-07
S63 Uniform Securities Agent State Law Examination 1996-01-31
  • S65 Uniform Investment Adviser Law Examination
    1996-02-07
  • S63 Uniform Securities Agent State Law Examination
    1996-01-31

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA

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