Jason F Hsu

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ridgefield, CT
• 06/2011 → Present
  Bank Of America,N.A.
  Ridgefield, CT

Previous Registrations

• 2007-04-02 → 2007-07-09
  Morgan Stanley & Co. Llc
  Ridgefield, CT
• 2002-03-18 → 2007-04-02
  Morgan Stanley Dw Inc.
  Danbury, CT
  Danbury, CT

Other Businesses

I*110506 For profit or not for profit: Non-Profit Organization Name of outside business organization: Western Connecticut State University Foundation Investment related: Y Address of business: Danbury, Connecticut 6810 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2018 Number of hours devoted: 6 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: to serve on the Investment Committee of WCSU Foundation per Investment Policy Statement at the pleasure of Board of Directors

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-22
• S63 Uniform Securities Agent State Law Examination
  1996-03-07

Other Names

• Jiasai Xu
• Jason Jiasai Hsu