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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-01-16 |
Branch Locations
One Fayette Street, Two Tower Bridge Suite 140, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Collegeville | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Collegeville | PA | 11/2016 | 01/2024 |
| Wells Fargo Advisors Financial Network, Llc | Conshohocken | PA | 01/2024 | Present |
OAK WEALTH MANAGEMENT LLC; INV. RELATED; CONSHOHOCKEN, PA; 33.33% OWNERSHIP; FINET PRACTICE; START DATE: 6/1/2023; 160 HRS PER MONTH; 160 HRS DURING TRADING; DUTIES: MANAGING PARTNER. OWM2 INC., INV RELATED, CONSHOHOCKEN, PA, 100% OWNERSHIP, START: 12/14/2023, 160 HOURS A MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.; CO-TRUSTEE FOR OAK WEALTH MANAGEMENT 401K PSP, INV RELATED, CONSHOHOCKEN, PA, START: 12/21/2023, 1 HOUR A MONTH, 1 HOUR DURING TRADING, FINET PRACTICE 401K PSP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-16 |
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