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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-29
OH RA APPROVED 1999-09-18
  • TX RA
    APPROVED_RES
    Since 2006-09-29
  • OH RA
    APPROVED
    Since 1999-09-18

Branch Locations

6184 Muhlhauser Rd Ste A, West Chester, OH 45069 • United States

Liberty Twp, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cincinnati OH 04/1996 03/2020
Ameriprise Financial Services, Llc West Chester OH 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 5926 Nature Trail, , Liberty Twp, OH, 45011; Not Investment-Related; 02/07/2008 / Single Family; 1306 Meadow Vista, , Maineville, OH, 45039; Not Investment-Related; 07/06/2011 / Lot/Land; 12 Saddlewood Lane, , Cincinnati, OH, 45242; Not Investment-Related; 09/23/2022. Business Ownership; Arrow Bros., LLC; Building management; Real estate holding company; 6184 Centre Pointe Drive, , West Chester, OH, 45069; Investment-Related; 09/27/2021; 1 to 9 hours per month; 0 during trading hours / BFM & Associates LLC; Co-owner; LLC formed to operate my financial planning practice (hire staff, pay expenses, etc); 6184 Muhlhauser Road, Suite A, West Chester, OH, 45069; Not Investment-Related; 06/30/2011; 10 to 19 hours per month; 10 to 19 during trading hours. Board of Directors; The Sanctuary of Liberty Township Home Owners Association; Vice President; Liberty Twp, OH, ,; Not Investment-Related; 03/11/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; BFM & Associates, LLC; Owner - operating and staffing financial planning business; BFM & Associates, LLC is the entity that I own, with 2 other Ameriprise advisors to operate our financial planning practice. I am paid by this entity for the management services that I provide to our practice.; 6184 Muhlhauser Road, , West Chester, OH, 45069; Investment-Related; 06/01/2011; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-02
  • S63 Uniform Securities Agent State Law Examination
    1998-01-02

View on SEC IAPD

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