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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-29 |
| OH | RA | APPROVED | 1999-09-18 |
Branch Locations
6184 Muhlhauser Rd Ste A, West Chester, OH 45069 • United States
Liberty Twp, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cincinnati | OH | 04/1996 | 03/2020 |
| Ameriprise Financial Services, Llc | West Chester | OH | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 5926 Nature Trail, , Liberty Twp, OH, 45011; Not Investment-Related; 02/07/2008 / Single Family; 1306 Meadow Vista, , Maineville, OH, 45039; Not Investment-Related; 07/06/2011 / Lot/Land; 12 Saddlewood Lane, , Cincinnati, OH, 45242; Not Investment-Related; 09/23/2022. Business Ownership; Arrow Bros., LLC; Building management; Real estate holding company; 6184 Centre Pointe Drive, , West Chester, OH, 45069; Investment-Related; 09/27/2021; 1 to 9 hours per month; 0 during trading hours / BFM & Associates LLC; Co-owner; LLC formed to operate my financial planning practice (hire staff, pay expenses, etc); 6184 Muhlhauser Road, Suite A, West Chester, OH, 45069; Not Investment-Related; 06/30/2011; 10 to 19 hours per month; 10 to 19 during trading hours. Board of Directors; The Sanctuary of Liberty Township Home Owners Association; Vice President; Liberty Twp, OH, ,; Not Investment-Related; 03/11/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; BFM & Associates, LLC; Owner - operating and staffing financial planning business; BFM & Associates, LLC is the entity that I own, with 2 other Ameriprise advisors to operate our financial planning practice. I am paid by this entity for the management services that I provide to our practice.; 6184 Muhlhauser Road, , West Chester, OH, 45069; Investment-Related; 06/01/2011; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-01-02 |
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