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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-03-19 |
| TX | RA | APPROVED | 2026-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenville | DE | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenville | DE | 11/2016 | 03/2026 |
| Wells Fargo Advisors Financial Network, Llc | Kennett Square | PA | 03/2026 | Present |
1. TRUSTEE FOR EX BROTHER IN LAW'S TRUST, INVESTMENT RELATED, GLENN MILLS PA, FAMILY LIFE INSURANCE TRUST, TRUSTEE, START 5/2/2007, 1 HOUR/YEAR, NOT DURING BUSINESS HOURS. 2. POWER OF ATTORNEY FOR WIFE; INVESTMENT RELATED; ANNISTON, AL; START 2/2012; 1 HR PER MONTH. 4. BKV OPERATING LLC; NOT INVESTMENT RELATED; MESHOPPEN, PA; 100% OWNERSHIP, MINERAL RIGHTS/ROYALTIES; START 2/28/2013; 0 HRS PER MONTH; 0 HOURS DURING TRADING; NO DUTIES. | 211 PROPERTY PARTNERS, LLC; INVESTMENT RELATED; WEST CHESTER, PA; 44% OWNER; 01/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADING HOURS; FINET PRACTICE 211 MANAGEMENT COMPANY, LLC; INV RELATED;KENNETT SQUARE,PA; ENTITY FOR FINET;25% OWNERSHIP; START DATE: 02/09/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING; 211 MANAGEMENT COMPANY, LLC; INV RELATED;KENNETT SQUARE,PA; ENTITY FOR FINET;50% OWNERSHIP; START DATE: 02/09/2026; 40 HRS PER MONTH; 40 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-19 |
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