David Ashley Marshall

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Coral Gables, FL
• 11/2016 → 09/2021
  Wells Fargo Clearing Services, Llc
  Coral Gables, FL
• 09/2021 → Present
  Raymond James Financial Services, Inc.
  Coral Gables, FL
• 09/2021 → 08/2023
  Provenance Wealth Advisors
  Miami, FL
• 09/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Coral Gables, FL

Previous Registrations

• 2008-01-01 → 2021-09-16
  Wells Fargo Clearing Services, Llc
  Coral Gables, FL
• 2005-02-09 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Coral Gables, FL
  St. Louis, MO
  Coral Gables, FL
• 2003-07-01 → 2005-02-02
  Wells Fargo Clearing Services, Llc
  Coral Gables, FL
• 1997-01-03 → 2003-07-01
  Prudential Equity Group, Llc
  Coral Gables, FL

Other Businesses

(1)Name of Business: Fortuna Wealth Address: 2525 Ponce de Leon Blvd Ste 300, Coral Gables, FL, 33134-6044, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/14/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Penworth Investments LLC Address: 2525 Ponce De Leion Blvd Ste 300, Coral Gables, FL, 33134, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/15/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisory Firm in service to RJFS

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-01
• S63 Uniform Securities Agent State Law Examination
  1996-01-25