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15214 Ridgemont Drive, Urbandale, IA 50323 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Johnston | IA | 06/2016 | 01/2018 |
| M3 Marketing Inc. | Urbandale | IA | 01/2018 | Present |
| Rockway Wealth Partners | Urbandale | IA | 01/2023 | Present |
M3 Marketing Inc. 4400 NW Urbandale Dr. Urbandale, IA 50322, not investment related. Commercial Printing, President. Began 1/2018. Devote 80-180 hours per momnth, 2 hours perd ay during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-07 |
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