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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-09
  • FL RA
    APPROVED
    Since 2025-12-09

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-05-29
  • FL RA
    APPROVED
    Since 2008-05-29

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 09/1995 Present
Roney & Co. Detroit MI 08/1999 Present
Finra Dispute Resolution Services New York NY 01/2008 Present
Raymond James Financial Services Inc. Saint Petersburg FL 12/2025 Present
Raymond James Financial Service Advisors Inc. Saint Petersburg FL 12/2025 Present
  • 09/1995 → Present
    St. Petersburg, FL
  • 08/1999 → Present
    Roney & Co.
    Detroit, MI
  • 01/2008 → Present
    Finra Dispute Resolution Services
    New York, NY
  • 12/2025 → Present
    Raymond James Financial Services Inc.
    Saint Petersburg, FL
  • 12/2025 → Present
    Raymond James Financial Service Advisors Inc.
    Saint Petersburg, FL
Previous Registrations
  • 2012-11-15 → 2013-03-14
    Morgan Keegan & Company, Llc
    St. Petersburg, FL
    Memphis, TN
Other Businesses

(1)Name of Business: FINRA Dispute Resolution Services Address: Brookfield Place\n200 Liberty Street, New York, NY, 10281, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 01/25/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Current member on the active list of FINRA Arbitrators. (2) United Way Suncoast, 4925 Independence Pkwy # 120, Tampa, FL Non-Profit, 07/28/2022, Not-Investment Related, Committee Member, HPM:2-10, HPM: 0-1, DOD: Finance Committee member. Review financial reports of the UWS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-21
S63 Uniform Securities Agent State Law Examination 1999-12-21
  • S65 Uniform Investment Adviser Law Examination
    2008-05-21
  • S63 Uniform Securities Agent State Law Examination
    1999-12-21

View on SEC IAPD

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