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Inactive

Aaron Scott Coates

Relevant Financial Advisors LLC

Elkhart, IN

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Current Employers
Relevant Financial Advisors Llc

216 West High Street, Elkhart, IN 46516 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-01-14
  • IN RA
    APPROVED
    Since 2022-01-14

Branch Locations

216 West High Street, Elkhart, IN 46516 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Relevant Financial Advisors, Llc Elkhart IN 01/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-29
S63 Uniform Securities Agent State Law Examination 1996-02-20
  • S65 Uniform Investment Adviser Law Examination
    1996-02-29
  • S63 Uniform Securities Agent State Law Examination
    1996-02-20
Designations
Other Names
  • Aaron S Coates
  • Aaron Scott Coates
  • Aaron S Coates

View on SEC IAPD

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Other Offices

FIFTH THIRD SECURITIES, INC. · ELKHART, IN
RAYMOND JAMES & ASSOCIATES, INC. · ELKHART, IN
EDWARD JONES · ELKHART, IN
EDWARD JONES · ELKHART, IN
STIFEL, NICOLAUS & COMPANY, INCORPORATED · ELKHART, IN
OSAIC WEALTH, INC. · ELKHART, IN
UNITED CAPITAL FINANCIAL ADVISORS · ELKHART, IN
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