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1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-13 |
| MO | RA | APPROVED | 2024-02-26 |
| FL | RA | APPROVED | 2024-02-22 |
| AZ | RA | APPROVED | 2024-01-24 |
| MS | RA | APPROVED | 2024-01-16 |
| IL | RA | APPROVED | 2024-01-11 |
| NV | RA | APPROVED | 2024-01-11 |
| MI | RA | APPROVED | 2024-01-10 |
| NC | RA | APPROVED | 2024-01-10 |
| SC | RA | APPROVED | 2024-01-10 |
| GA | RA | APPROVED | 2024-01-09 |
| LA | RA | APPROVED | 2024-01-09 |
| MN | RA | APPROVED | 2024-01-09 |
| VA | RA | APPROVED | 2024-01-09 |
| AL | RA | APPROVED | 2024-01-08 |
| CA | RA | APPROVED | 2024-01-08 |
| CO | RA | APPROVED | 2024-01-08 |
| CT | RA | APPROVED | 2024-01-08 |
| DE | RA | APPROVED | 2024-01-08 |
| IN | RA | APPROVED | 2024-01-08 |
| KS | RA | APPROVED | 2024-01-08 |
| KY | RA | APPROVED | 2024-01-08 |
| NJ | RA | APPROVED | 2024-01-08 |
| OH | RA | APPROVED | 2024-01-08 |
| OK | RA | APPROVED | 2024-01-08 |
| PA | RA | APPROVED | 2024-01-08 |
| WA | RA | APPROVED | 2024-01-08 |
| WI | RA | APPROVED | 2024-01-08 |
| NY | RA | APPROVED | 2024-01-07 |
| MD | RA | APPROVED | 2014-01-15 |
| TX | RA | APPROVED | 2014-01-15 |
Branch Locations
1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments Inc | Annapolis | MD | 12/2008 | 12/2017 |
| Scarborough Advisors, Llc Dba Scarborough Capital Managment | Annapolis | MD | 11/2013 | Present |
| Independent Financial Group, Llc | Annapolis | MD | 01/2018 | Present |
(1) SCARBOROUGH CAPITAL MANAGEMENT POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/01/2004 Address: DESCRIPTION: INVESTMENT ADVISOR REPRESENTATIVE AT SCARBOROUGH CAPITAL MANAGEMENT, AN SEC REGISTERED INVESTMENT ADVISER (2) INSURANCE POSITION: null NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: 2) MD INSURANCE AGENT OFFERING LIFE, HEALTH AND LONG-TERM CARE INSURANCE SINCE 5/2003. NON-INVESTMENT RELATED. APPROXIMATELY 1% OF TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-16 |
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