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Current Employers
Asset Management Strategies, Inc.

450 E. 96Th Street Suite 500, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-11-21
  • IN RA
    APPROVED
    Since 2014-11-21

Branch Locations

450 E. 96Th Street Suite 500, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mutual Fund Store-Kansas City, Llc Overland Park KS 09/2012 Present
Asset Management Strategies, Inc. Fishers IN 04/2014 Present
Previous Registrations
  • 2012-09-28 → 2012-12-03
    Financial Engines Advisor Center, Llc
    Overland Park, KS
  • 2005-12-19 → 2012-09-28
    The Mutual Fund Store
    Dublin, OH
Other Businesses

RESIDENTIAL RENTAL PROPERTIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-23
  • S65 Uniform Investment Adviser Law Examination
    2005-11-23

View on SEC IAPD

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