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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-31
GA RA APPROVED 2018-01-09
  • TX RA
    APPROVED
    Since 2018-01-31
  • GA RA
    APPROVED
    Since 2018-01-09

Branch Locations

411 E 2Nd St., Rome, GA 30161 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services,Inc Atlanta GA 12/2010 01/2018
Suntrust Advisory Services Atlanta GA 09/2016 01/2018
Cambridge Investment Research, Inc. Fairfield IA 01/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2018 Present
  • 12/2010 → 01/2018
    Suntrust Investment Services,Inc
    Atlanta, GA
  • 09/2016 → 01/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 01/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2016-09-21 → 2018-01-12
    Cartersville, GA
    Cartersville, GA
    Rockmart, GA
    Carrollton, GA
    Villa Rica, GA
    Douglasville, GA
    Douglasville, GA
    Fort Olgethorpe, GA
  • 2011-01-07 → 2016-12-31
    Truist Investment Services, Inc.
    Douglasville, GA
    Atlanta, GA
    Calhoun, GA
    Cartersville, GA
    Cartersville, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Douglasville, GA
    Carrollton, GA
    Rockmart, GA
    Villa Rica, GA
    Douglasville, GA
    Villa Rica, GA
    Douglasville, GA
    Douglasville, GA
    Ft Oglethorpe, GA
    Hiram, GA
    Dallas, GA
Other Businesses

1.NEWBY FARM & VINEYARD, 602 D BILLY PYLE RD, SW, Rome, GA, 08/07/2017 as owner of grape vineyard - Growing and managing grape vineyard. NIR - 20 HRS, 0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 01/09/18. 3. NEWBY STAHL ADVISORY GROUP, 411 E SECOND ST, ROME, GA, 01/2018. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL- 5/MO-5/TRADING. 4. NORTHWEST GEORGIA COUNCIL BOY SCOUTS OF AMERICA, 1013 N 5TH AVE, STE 1, ROME, GA, BOARD MEMBER OF NON-PUBLIC ENTITY, 03/01/21, NIR, 3 HR/WK- 0/TRADING HR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-05
S63 Uniform Securities Agent State Law Examination 2001-04-20
  • S66 Uniform Combined State Law Examination
    2011-01-05
  • S63 Uniform Securities Agent State Law Examination
    2001-04-20
Other Names
  • Billy Newby

View on SEC IAPD

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