William Dewayne Newby

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 01/2018
  Suntrust Investment Services,Inc
  Atlanta, GA
• 09/2016 → 01/2018
  Suntrust Advisory Services
  Atlanta, GA
• 01/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-09-21 → 2018-01-12
  Truist Advisory Services, Inc.
  Cartersville, GA
  Cartersville, GA
  Rockmart, GA
  Carrollton, GA
  Villa Rica, GA
  Douglasville, GA
  Douglasville, GA
  Fort Olgethorpe, GA
• 2011-01-07 → 2016-12-31
  Truist Investment Services, Inc.
  Douglasville, GA
  Atlanta, GA
  Calhoun, GA
  Cartersville, GA
  Cartersville, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Douglasville, GA
  Carrollton, GA
  Rockmart, GA
  Villa Rica, GA
  Douglasville, GA
  Villa Rica, GA
  Douglasville, GA
  Douglasville, GA
  Ft Oglethorpe, GA
  Hiram, GA
  Dallas, GA

Other Businesses

1.NEWBY FARM & VINEYARD, 602 D BILLY PYLE RD, SW, Rome, GA, 08/07/2017 as owner of grape vineyard - Growing and managing grape vineyard. NIR - 20 HRS, 0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 01/09/18. 3. NEWBY STAHL ADVISORY GROUP, 411 E SECOND ST, ROME, GA, 01/2018. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL- 5/MO-5/TRADING. 4. NORTHWEST GEORGIA COUNCIL BOY SCOUTS OF AMERICA, 1013 N 5TH AVE, STE 1, ROME, GA, BOARD MEMBER OF NON-PUBLIC ENTITY, 03/01/21, NIR, 3 HR/WK- 0/TRADING HR.

Exams

• S66 Uniform Combined State Law Examination
  2011-01-05
• S63 Uniform Securities Agent State Law Examination
  2001-04-20

Other Names

• Billy Newby