David Edward Ward

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Commonwealth Financial Network
  Waltham, MA
• 01/2009 → Present
  North Point Wealth Management
  Alpharetta, GA

Previous Registrations

• 2003-02-04 → 2009-01-05
  Ameriprise Financial Services, Llc
  Suwanee, GA
  Alpharetta, GA

Other Businesses

1. SELLING FIXED INSURANCE PRODUCTS, CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. NORTH POINT MANAGEMENT LLC, MEMBER OF OPERATING COMPANY FOR SECURITIES BUSINESS, CONDUCTED AT BRANCH LOCATION, INVESTMENT RELATED.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-03-19

Designations

• Certified Financial Planner